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Making Smart Investments
in Afterschool: A Policy Primer for State and Local Leaders
June 2006
The Afterschool Investments Project
The Child Care and Development Fund (CCDF) provides federal resources for child care that support both direct services and quality enhancements. The U.S. Department of Health and Human Services’ Child Care Bureau awards CCDF grants to states, territories, and tribes. With nearly half of the children receiving services being of school or kindergarten age, CCDF provides significant funding for afterschool care in a variety of settings. The majority of CCDF dollars are used to provide subsidies to eligible low-income children under age 13. A portion of CCDF funding is also used for quality improvement initiatives, such as professional development and technical assistance, with the goal of building the capacity of states to deliver quality services including programs before and afterschool, during summers, and on school holidays.
To support state efforts to provide quality afterschool opportunities, the Child Care Bureau awarded a technical assistance contract on out-of-school time to The Finance Project and its partner, The National Governors Association Center for Best Practices. The Afterschool Investments project provides technical assistance to Child Care and Development Fund grantees and other state and local leaders who support afterschool efforts. The goals of the project include:
- Identifying ways that states and communities are using Child Care and Development Fund (CCDF) subsidy and quality dollars to support out-of-school time programs, and sharing these practices and approaches with other states;
- Identifying administrative and implementation issues related to CCDF investments in out-of-school time programs, and providing information and context (about barriers, problems, opportunities) as well as practical tools that will help CCDF administrators make decisions; and
- Identifying other major programs and sectors that are potential partners for CCDF in supporting out-of-school time programs, and providing models, strategies, and tools for coordination with other programs and sectors.
To meet these goals, the Afterschool Investments Project:
- Develops state profiles of afterschool resources, policies, and issues;
- Creates tools and materials to support the development and sustainability of afterschool efforts; and
- Provides technical assistance at meetings and conferences around building state collaborations for afterschool.
For more information about the project or to submit a request for technical assistance or information, contact The Finance Project at (202) 587-1000 or by email at afterschool@financeproject.org, or visit http://www.nccic.acf.hhs.gov/afterschool
Table of Contents
Introduction
State and Local System Building: Coordinating State and
Local Financing Systems to Support Afterschool
Promoting Access to Afterschool Programs
Improving Afterschool Program Quality
Conclusion
Acknowledgements
Key Resources
Introduction
Across the nation, a variety of stakeholders, including law enforcement, educators, business
leaders, and policymakers at all levels of government, are recognizing the value of afterschool
programs and taking significant steps to expand access to quality programs. A wide array of issues
brings stakeholders together around the importance of afterschool. These issues include children’s
need to gain additional academic skills to pass high-stakes standardized tests, concern that
sedentary behaviors such as watching television and playing video games are contributing to the
growing health problem of childhood obesity, and support for enabling low-income parents to go
to work.
In recent decades, a dramatic rise in the number of working parents has made the need for
quality programs during out-of-school hours more critical than ever before. In 2001, for example,
nearly 70 percent of children ages 0-17 had either both parents or their only resident parent in the
workforce, compared with close to 60 percent of children in 1985. Employment rates have risen
even faster among single parents, in part owing to federal welfare reform.1
Beyond keeping children safe and supervised during non-school hours, a growing body of
research points to the important role that structured afterschool programs play in helping young
people to succeed both academically and socially.2 According to a 2002 analysis of Census data,
16 percent of children ages 5 to 14 regularly spend out-of-school time without adult supervision.
Children who lack a safe, supervised afterschool activity may be at risk for a host of dangerous
behaviors, including crime, smoking, drug use, and sexual behavior.3
Heightened interest in afterschool programs has led policymakers to find public and private
resources to support these efforts. Over the past decade, the 21st Century Community
Learning Centers program, the Child Care and Development Fund, Temporary Assistance for
Needy Families, and other federal funding sources have provided billions of dollars to states for afterschool programs. In addition, states, cities, and private foundations are allocating more funds to support afterschool programs.
Despite increased visibility and funding for afterschool programs, states and localities face a number of challenges in providing quality programs to all children who need this service:
- There is often little coherence or connection among the agencies serving school-age children,
and therefore limited capacity to think strategically about long-term viability of afterschool
programs.
- Some children and youth, particularly in low-income and rural communities, may not have
access to affordable afterschool programs.
- Many programs struggle with limited funding, poorly trained leadership, low staff compensation,
inadequate facilities, and lack of a clear mission.
This brief provides concrete ideas for state and local policymakers about how to address three key
challenges: state and local system-building, promoting access to programs, and improving program
quality. It provides examples of promising practices from around the country and details how state
and local policymakers can shape policies to better support afterschool programs.
Afterschool Investments State Profile Series
Many of the promising state and local afterschool initiatives highlighted in this brief are
described in the Afterschool Investments State Profile Series. The State Profiles provide
key data and descriptions of the afterschool landscape and are designed to serve as a
resource for policymakers, administrators, and providers. To learn more about afterschool
initiatives in your state or to search a national database of initiatives, see http://nccic.acf.hhs.gov/afterschool/statep.html. In addition, The Afterschool Investments National Profile, available at http://nccic.acf.hhs.gov/afterschool/nationprofile.pdf, provides a national summary of federal funding trends and state afterschool initiatives. |
State and Local System Building: Coordinating State and
Local Financing Systems to Support Afterschool
The afterschool landscape features a range of diverse programs that occur in many types of settings and use a variety of approaches. Programs are frequently funded and monitored by different state and local systems and, in some cases, by private entities. The major federal funding sources supporting afterschool programs promote varied goals and outcomes, including substance abuse prevention, juvenile delinquency prevention, workforce development, and academic supports for students in failing schools (see "Major Federal Funding Sources Supporting Afterschool Programs").
With limited resources and increased demand for afterschool services, many states and communities
are seeking new ways to coordinate their resources to expand program capacity. Increasingly,
this means that the provision of afterschool services is being driven by collaborative efforts
of multiple partners, including government agencies, foundations, universities, schools, and
communities. Partnerships can help communities to maximize and diversify their funding, expand
the populations that they serve, introduce new activities and services to their existing repertoire,
and implement sustainability strategies.
Afterschool system-building efforts take many forms and may occur on a state or local level. This
section highlights two common strategies that support creative and expanded financing
options: (1) interagency partnerships and (2) public-private partnerships.
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A range of federal funding sources, typically administered by state agencies, support
afterschool programs. State and local partnerships (interagency, public-private, or both)
may consider how to maximize and coordinate use of the following major sources of
federal funds.4
Child Care Funds: The federal Child Care and Development Fund (CCDF), a block
grant funded at $4.8 billion in FY05 and allocated by the Department of Health and
Human Services (HHS) provides subsidies to low-income families to support care for
children under age 13. Federal dollars also support state quality improvement initiatives,
including an earmark specifically targeted toward improvements in the quality
of school-age care.
TANF Funds: Temporary Assistance for Needy Families (TANF) is another HHS
program, providing cash assistance and work supports to low-income families.
Funded at $16.5 billion in FY05, its major goals are to help individuals move from
welfare to work and to strengthen two-parent families. Up to 30 percent of a state’s
TANF allocation may be transferred to CCDF. Funds may also be spent directly on
afterschool programs.
Education Funds: A range of funds allocated by the U.S. Department of Education
support afterschool initiatives. The 21st Century Community Learning Centers
(21CCLC), funded at $999 million in FY05, supports community learning centers that
provide students with a broad array of academic enrichment services, community
services, and cultural activities. Other major federal funding streams, such as Title I
and Safe and Drug Free Schools, can also support afterschool programs. The No
Child Left Behind Act (NCLB), passed in 2001, adapted existing funding sources and
created new opportunities for afterschool programs. For example, NCLB requires
that supplemental education services be available to low-income children attending
schools that do not meet minimum performance standards. Afterschool providers
may become eligible providers of supplemental services.
Workforce Development Funds: Title 1 of the Workforce Investment Act of 1998
(WIA) provides funding to programs that focus on preparing young people for
employment opportunities. WIA funds serve older low-income youth (ages 14-21)
who face barriers to employment, such as offenders, homeless youth, and school
dropouts. WIA funds are allocated by the federal Department of Labor.
AmeriCorps: AmeriCorps is a network of national service programs that engage
more than 50,000 Americans each year in intensive service to meet critical needs
in education, public safety, health, and the environment. Administered by the
Corporation for Community and National Service, AmeriCorps provides trained,
dedicated volunteers to public agencies, nonprofits, and faith-based organizations,
including those serving children during out-of-school hours.
Juvenile Justice Funds: Funds from the Department of Justice fund violence
prevention programs that may be held in afterschool settings. For example, The
Title V Incentive Grants for Local Delinquency Prevention fund collaborative,
comprehensive, community-based delinquency prevention efforts. States may use
these grants to fund a wide range of prevention programs relevant to afterschool,
including mentoring, gang prevention, substance abuse prevention, and youth
development.
Substance Abuse and Mental Health Funds: The Substance Abuse and Mental
Health Services Administration (SAMHSA) at HHS supports afterschool programming
that aims to prevent youth substance abuse. The Substance Abuse Prevention
and Treatment Block Grant, for example, funds community-based strategies to
prevent underage use of tobacco and alcohol, as well as involvement with illegal
drugs. Afterschool programs may be an appropriate setting for substance abuse
prevention services.
Obesity Prevention Funds: The problem of childhood obesity is receiving
increased attention from policymakers. A range of funding sources, including the
Preventive Health and Services Block Grant, supported by the Centers for Disease
Control and Prevention (part of HHS), and the Carol M. White Physical Education
program, funded by the Department of Education, can support afterschool
programs that educate children about nutrition and physical activity.
Federal Food and Nutrition Funds: A range of federal funding sources, supported
by the Food and Nutrition Service at the Department of Agriculture, fund the
provision of snacks and meals to school-age children. For example, the Child and
Adult Care Food Program reimburses providers for snacks served to low-income
children in before- and afterschool programs.
For more information on federal funding sources supporting afterschool, see the "How to Get Money"
section of http://www.afterschool.gov.
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Interagency Partnerships: Maximizing Federal Funds through Interagency Collaboration
In an era of tight budgets, state or local agencies administering varied funding streams that
support afterschool may find it cost-effective to coordinate their efforts. For example, agencies
may coordinate data collection, hold joint staff trainings, or streamline confusing or contradictory
regulations that govern how providers operate.
Interagency collaboration can also entail using separate funding streams in more synchronized and
flexible ways:
- One of the most common financing strategies is to wrap separate categorical funding streams
together. In this practice, also known as "braiding," an agency may administer separate
funding sources jointly to support more seamless delivery of service.
- Another strategy, typically used at the state and county levels, is to blend more flexible pots of
money into one funding pool to support statewide systems reform.
- Another state-level strategy is to make categorical funding streams more flexible by removing,
reducing, or aligning requirements or regulations that may impede collaboration efforts.5
Although states do not have the authority to alter some regulations attached to federal funding
streams, they can make many decisions regarding eligibility and the types of services offered, with
state legislative or state agency approval.
Some states and localities have sought to make it easier for programs to integrate funding from the
21CCLC program and federal child care funds. For more information about the rationale for increased coordination, a discussion of the challenges involved, and emerging strategies regarding coordination between these two programs, see the Afterschool Investments publication CCDF and 21CCLC: State Efforts to Facilitate Coordination for Afterschool Programs, available at http://nccic.acf.hhs.gov/afterschool/CCDF21CCLC.pdf.
The following are promising examples of efforts to blend, braid, and otherwise align state or local use of federal funding sources for afterschool:
- Marshalltown, Iowa: Blending 21CCLC and CCDF Funds for Afterschool
When the Marshalltown, Iowa school district received a 21CCLC grant, the district
blended these funds with child care dollars to support coordinated afterschool efforts at
three elementary school sites that had previously established school-age care programs.
Funds supported the salaries for site directors responsible for overseeing coordination
between the school-age care and 21CCLC recreation components. This district no
longer receives 21CCLC funds, but continues its school-age care program.
- Wyoming: Braiding Funds to Support 21st Century State Incentive Grants
In 2002, Wyoming leaders, through the state-level Wyoming Youth Development
Collaborative, created a new grant program, the 21st Century State Incentive Grant
(21st Century SIG), to encourage community collaboration around youth services.
Spearheaded by the Department of Education and Department of Health, state officials
combined four separate funding sources to implement the program: 21CCLC, the
Governor’s allocation of the Safe and Drug Free Schools Program, a federal SAMHSA
State Incentive Grant, and state tobacco settlement dollars. The funds are being used to
prevent alcohol, tobacco, and other drug use and abuse among youth ages 12 to 17
through before and afterschool activities, including
during summer recess periods. By aligning the overlapping
goals of the four funding streams, the
new grant program has encouraged communities to
collaborate across systems to build a communitywide
continuum of care. To date, 26 Wyoming
communities have created community collaboratives
and community advisory boards to oversee
and coordinate this and other funding sources
at the local level. For more information, see
http://wdh.state.wy.us/mhsa/prevention/21SIGinfo.html.
- South Carolina: Aligning Funds to Support Care in Underserved Areas
The South Carolina Department of Education and Department of Health and Human
Services have launched a pilot program that aims to increase the supply of care in underserved
areas. The program dedicated CCDF and 21CCLC funds to start four afterschool
programs at schools in rural and low-income areas with few or no afterschool activities. Each
of the four sites is funded differently. State support has helped each site leverage local funding
and in-kind support from local partners such as churches, technical colleges, and local
businesses. Over time, the two departments hope to find ways to coordinate use of CCDF
and 21CCLC funds at a single site. For more information, see http://www.cisnet.org/cissc.
Issues to Consider
- The impetus for interagency collaboration usually comes from above—by legislative edict
or gubernatorial or mayoral order. Without prominent champions to prompt action,
creating momentum to establish such a collaboration may be difficult. Similarly, interagency
efforts typically require ongoing governance from a high-level collaborative
planning body--such as an interagency work group, a state afterschool network, or a
Children’s Cabinet--composed of senior officials from key agencies. Since interagency
work groups exist throughout state and local government and address a range of
policy issues, it is important that efforts around afterschool acknowledge or build
upon similar efforts that support positive outcomes for children and families.
- While states can use a variety of federal funds to support afterschool programs, each
federal funding program is designed to serve a particular purpose, and comes with its
own set of rules and requirements. Understanding the different types of funds and their
purposes and requirements is a critical first step in accessing and using these funds.
Successful collaborations can connect and support the multiple philosophies and priorities
that lead to the creation of separate agencies and funding streams in the first place.
Public-Private Partnerships: Expanding Support for Afterschool
Public-private partnerships provide valuable avenues for broadening the base of financial support for
out-of-school time programs and services, and can provide new leadership for these initiatives.
Private sector participation typically goes well beyond financial contributions and includes new leadership
and technical support for addressing the needs of children and their families.
Effective public-private partnerships share several key characteristics:
- Representatives from federal, state, or local government come together with business,
philanthropy, and community partners around a common agenda.
- All partners contribute time, money, expertise, or other resources.
- The partners work together toward common goals or objectives.
- The partners share decision-making and management responsibilities.
In some cases, public-private partnerships act as intermediary bodies that collect and distribute funds
to afterschool programs. Intermediary organizations may also provide training and technical assistance
and coordinate public education efforts. Promising examples of public-private partnerships include
the following:
- DC Children and Youth Investment Trust Corporation (CYITC): Leveraging Funds to
Support Youth Programs This partnership was formed in 1999 with the goal of linking
public and private resources and providing technical assistance to programs serving
children, youth, and their parents in the District of Columbia. CYITC funds community-based
organizations (CBOs) to provide out-of-school programs for children and youth of all ages
and parent centers CYITC leverages public dollars for private investment in CBOs. After
three years of operation, CYITC had helped secure funding for programs that served an
average of 20,000 children, youth, and parents. In addition, CYITC convenes District
agencies, DC Public Schools (DCPS), and the philanthropic community to plan and coordinate
the city’s summer programs for children and youth. In partnership with DCPS and
the Department of Human Services, CYITC supports the Transformation Schools and
Neighborhood Places initiatives to link CBO programs to the collaborative effort to
improve student performance at targeted public schools. For more information, see
http://www.cyitc.org/.
- PlusTime New Hampshire: Coordinating State Investments in Afterschool
Programs This statewide organization was established in 1991 with federal child care
dollars from the New Hampshire Department of Health and Human Services. The
Department acted as the fiscal agent for PlusTime NH for six years, after which the
organization became an independent nonprofit with 501(c)(3) status. PlusTime NH,
which began as a coalition of representatives from established youth programs, is now
an intermediary organization offering training, technical assistance, policy development,
and funding assistance for afterschool programs across the state. The organization
manages and administers both public and private funds: It manages Out of School
Matters!, a Nellie Mae Education Foundation grant providing funding for middle school
programs, and also coordinates New Hampshire’s 21CCLC program. Through a memorandum
of understanding with the state Department of Education, PlusTime NH can conduct
a joint request for proposals process for these two funding streams and ensure their
coordination. Housing the state’s 21CCLC coordinator and advising the Governor’s Kids
Cabinet maintains PlusTime NH’s ties to public agencies, while its diverse board of directors
is charged with securing funding from a range of private partners and donors. For more
information, see http://www.plustime.org.
- The SOAR Opportunity Fund: Pooling Diverse Local Funding Sources for Common Goals
The SOAR Opportunity Fund is a public-private partnership among the Seattle and King
County, Washington, governments and corporate, private, and public foundations. It was
established in 2000 to increase funding for early care and afterschool programs. The
Opportunity Fund employs a three-pronged approach of pooling, aligning, and matching
funds. Some partners contribute to a shared pool of funds, which are then awarded to
jointly chosen school readiness, family care, and afterschool initiatives. Private members of
the Opportunity Fund who do not participate in the pooled fund make individual awards to
projects that align with the Opportunity Fund’s goals and priorities. Recipients of these
awards are also eligible for the third type of funding, matching awards from the city and
county. The Opportunity Fund’s approach has resulted in over $10 million in grants to early
care and afterschool programs. For more information, see http://www.philanthropynw.org.
- Community Schools Rhode Island: Local Stakeholders Collaborating to Support
Community Schools Community Schools Rhode Island is an initiative sponsored by the
United Way of Rhode Island to develop community schools in Central Falls, Newport,
Pawtucket, Providence, and West Warwick. Its primary strategy has been to support the
creation of high-quality, enriching programs for middle school youth during and after
school. The initiative stresses collaboration between schools and community organizations
to support academic achievement and positive youth development. The United
Way has committed over $1 million to this initiative, which was matched by the Nellie
Mae Education Foundation. The Rhode Island Department of Education, the Department of Human Services, the Annie E. Casey Foundation, the Wallace Foundation, and Brooks Pharmacy have also committed resources to this initiative. For
more information, see http://www.uwri.org/csri.cfm.
Bringing It All Together:
State and Local Afterschool Networks
State or local afterschool networks bring together a diverse array of public, private, and
community stakeholders to provide the coordination and guidance necessary to frame a
broad vision for ensuring success for afterschool programs. They strengthen peer-to-peer
relationships and bring stakeholders at all levels together to build public will and influence
public policy.
In particular, afterschool networks have become a vehicle for bringing together high-level
policymakers and private funders, as well as grassroots leaders (teachers, parents, community
advocates) interested in improving outcomes for children and youth through out-of-school time programs. Networks provide a means for joint planning; sharing resources
and best practices; building bridges to and between federal, state, and local initiatives;
and forging partnerships to develop comprehensive afterschool policies. Networks may
also be a natural forum for statewide discussions about system-building, access, and quality.
The C.S Mott Foundation supports states interested in establishing strong statewide afterschool
networks, recognizing the value of this model in developing balanced and diversified
funding that will grow and sustain high-quality programs over the long term. To date, 31
states have received funding from the Foundation to build the capacity of their networks:
Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Iowa,
Kansas, Louisiana, Maine, Massachusetts, Michigan, Minnesota, Missouri, Montana,
Nebraska, New Hampshire, New Mexico, New York, North Carolina, Ohio, Oregon,
Oklahoma, Pennsylvania, Rhode Island, South Carolina, Vermont, Washington, and
Wisconsin. For individual descriptions of these state networks, see http://www.statewideafterschoolnetworks.net/about_statewide_network/index.html.
In addition to states receiving assistance from the C. S. Mott Foundation, a number of
states have emerging networks striving toward similar goals. These include Utah,
Tennessee, and New Jersey. Several cities, including New Orleans, Louisiana; Norwalk,
Connecticut; Pasadena, California; and Providence, Rhode Island, are forming similar
networks on a local level. Finally, The National League of Cities (NLC) has recently supported
eight cities in developing coordinated leadership around afterschool.6 For more
information, see http://www.nlc.org/IYEF/. NLC has also developed the Afterschool Policy
Advisors’ Network (APAN), a new peer learning network of municipal officials and staff
now available to help cities and towns utilize their leadership to support afterschool
programming and local policy development.
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Governors’ Summits on Extra Learning Opportunities
In July 2003, the National Governors Association (NGA) Center for Best Practices, with
support from the C.S. Mott Foundation and the Wallace Foundation, awarded funds to
13 states--Arizona, California, Connecticut, Illinois, Kansas, Montana, New
Hampshire, North Carolina, Rhode Island, South Carolina, Vermont, Virginia, and
Wyoming--to conduct governors’ summits on extra learning opportunities (ELOs).
Summits have focused on a number of goals, such as engaging business partners at the
state and local levels, building support among new state leaders, and creating
statewide networks to support ELOs.
Many successful governors’ summits have sought to engage new partners who will be
instrumental in determining the state policy role for ELOs. Summits often incorporate
the following elements:
- Enjoy direct gubernatorial involvement and support;
- Bring together a broad range of stakeholders, including state, local, elected,
public, private, youth, education, and agency representatives;
- Provide a forum where specific state actions, policy solutions, and next steps can
be discussed and clearly articulated; and
- Showcase innovative ELOs and promising practices.
Eleven additional states--Arkansas, Idaho, Iowa, Kentucky, Maine, Massachusetts,
Missouri, New York, Oregon, Pennsylvania and Wisconsin--were selected to receive
$10,000 each to host ELO summits from fall 2005 through summer 2006.
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Issues to Consider
- All partners need to be actively involved in defining
the goals and agenda of a public-private partnership
or network. Collectively defining goals gives all
partners ownership and increases the likelihood that
they will stay committed over the long run, despite
inevitable differences of perspective and opinion.
Likewise, if the goals are held firm, the partnership
can be flexible in how those goals are accomplished,
which will help the partnership evolve in the face
of change. To learn more about how to develop a
common agenda for emerging partnerships, see
the Afterschool Investments publication Creating a
Vision for Afterschool Partnerships, available at
http://www.nccic.acf.hhs.gov/afterschool/visioning-tool.pdf.
- An effective governance structure is essential for the successful management of the
partnership or afterschool network. Effective governance structures define the roles that
partners will play and ensure that all partners understand and accept these roles. Such
mutually agreed-upon guidelines can prevent miscommunication and establish a process
in which all partners are respected for their unique contributions. The forthcoming
Afterschool Investments publication provides information on the design and function of
effective afterschool network governance structures, highlighting the experiences of state
and local networks, across six key domains: (1) vision, (2) structure and leadership, (3) broad
representation and participation, (4) decision making and accountability, (5) communication,
and (6) measuring results.
Promoting Access to Afterschool Programs
The demonstrated benefits of afterschool programs are lost to children who do not have access to
such programs. Despite the existence of a large dedicated federal funding source for afterschool
programs, the U.S. Department of Education’s 21CCLC program, which serves more than 1.2 million
elementary and middle school students in high-need communities, access to afterschool programs
remains inconsistent. Minority and low-income parents are far more likely than their white or
higher-income counterparts to report that they are unsatisfied with how their children spend out-of-school
time, that they worry about how their children are occupying their time, and that it is
difficult to find interesting, age-appropriate, and affordable activities for their children.7
Policymakers have a number of opportunities to help ensure that afterschool programs are
available to school-age children, regardless of income or neighborhood. These strategies include
(1) assessing the supply and demand for care, (2) building provider capacity through grants and
loans, (3) using child care subsidy policies strategically to promote access, and (4) connecting
parents to programs in their area.
Assessing the Supply and Demand for Care
While measures of the extent to which demand for afterschool programs exceeds supply
vary widely (some studies have found programs with an abundance of underutilized slots,
while some determine that only one slot exists for every three children desiring afterschool
programs), a 2005 RAND analysis of surveys and polls, estimates, and enrollment and attendance
data did reach one clear conclusion: the afterschool field needs more precise estimates
of where and when the supply of programs fails to meet demand.8 Assessing the landscape is a
key step toward ensuring the availability of afterschool programs. Quantifying existing programs,
describing the children they serve, and estimating the needs and preferences of those not being
served enables policymakers to target resources where they are most needed. Providers, in turn,
can work together to fill gaps, avoid duplication, and identify prospective clients.
States and localities have undertaken the supply and demand estimation processes in a number of
ways, ranging from grassroots efforts to administer neighborhood surveys to legislative orders
to create detailed maps of statewide funding and demographic data. The data have also been
used in a variety of ways, including targeting parental outreach, promoting best practices, and identifying
training and technical assistance needs. More information, including a framework for
conducting the estimation process and lessons learned from the field, is available in the Afterschool
Investments publication Estimating Supply and Demand for Afterschool Programs: A Tool for State
and Local Policymakers, available at http://nccic.acf.hhs.gov/afterschool/SupplyDemand.pdf. In addition,
the President and First Lady’s Helping America’s Youth Initiative has created a community assessment
tool that can help identify needs, resources, and action strategies. This tool is available at
http://www.helpingamericasyouth.gov.
Keeping their own data needs and resource availability in mind, policymakers can learn from the
following examples:
- Illinois: Assessing Needs to Develop a Strategic Plan for Comprehensive Services
In 2001, a task force mandated by the Illinois state legislature and co-chaired by the superintendent
of education and secretary of human services was charged with conducting an
assessment of afterschool services in Illinois, including identifying the number of children
and youth served in afterschool programs; the number and location of children and youth
who need but are not served by afterschool programs; and the funding streams that
support afterschool programs. The task force presented a comprehensive strategic plan
to the legislature in November 2002, recommending a comprehensive system of out-of-school
time services that would disseminate best practices, link programs, and increase
community capacity.
- New Mexico: Tracking Public Investment in Afterschool Programs
In its 2003 session, the New Mexico state legislature enacted a joint memorandum
commissioning a detailed assessment of afterschool programs in the state to gain a complete and accurate picture of the level of public investment. The Children, Youth,
and Families Department and the departments of Education, Labor, and Health
were directed to identify dollars being expended to support local community, school,
or nonprofit organizations that operate out-of-school time programs. An advisory committee
conducted a study detailing overall purpose; key activities, participants served,
and federal and state dollars invested for each program and issued a summary report
and recommendations to the Legislative Education Study Committee in January 2004.
The report outlined the state’s multidepartmental resources for direct child care services,
workforce development, substance abuse prevention, 21CCLCs, tutoring services, and meal
and snack reimbursements, totaling over $42 million.
- Montana: Cataloging Resources to Improve Supply and Quality
The Montana Out-of-School Time Project, an initiative developed within the Montana Child
Care Resource and Referral Network, seeks to improve the supply and quality of school-age
care for children statewide. The project has catalogued school-age care resources, including
grant information and financial and technical
assistance opportunities and developed a map to
document the current supply of school-age care. In
addition, the Project is in the process of building a
statewide database of licensed and unlicensed
school-age care programs, adapting current models
for financing school-age care programs, and establishing
and building community partnerships to
increase public awareness.
Issues to Consider
- State or community leaders may consider developing
a new entity, such as an advisory committee
or task force, to carry out supply and demand studies. Alternatively, they may draw on the
existing capacity of local resource and referral agencies. In either case, they will need to
support qualified staff who can carry out a thorough study of an area’s supply and demand
for afterschool.
- Because some stakeholders may hesitate to commit their limited resources to a study, it is
important to convey clearly the potential of supply and demand statistics to inform future
investments and direct resources to communities most in need. When supply and demand
studies are driven by multiple stakeholder groups, it is beneficial for all stakeholders
to understand clearly how the resulting data will be used and disseminated, particularly
if funding decisions and resource allocations will be tied to the data. Engaging partners
early in the process can help ensure that the data collected will be useful to as many
stakeholders as possible.
- Afterschool and school-age care initiatives encompass a wide range of program
structures and provider types. Policymakers estimating supply and demand should
define in advance which programs they will include in their scope of afterschool
services and develop surveys adaptable to different styles of programs.
- Using data that has already been gathered can simplify the process. Existing studies that
weren’t necessarily focused on school-age child care can still provide valuable data, as
can information collected by the Census and state or local government.
Building Provider Capacity through Grants
Policymakers can ease the financial hurdles providers face when beginning a new program or
expanding their services to additional children or a new population. Some state child care subsidy
agencies use CCDF quality funds to support providers interested in expanding services. Examples
of state grant programs include the following:
- Vermont: Aligning Grantmaking to Encourage Program Coordination
The Vermont Child Care Services Division (CCSD) has targeted assistance for school-age
child care by providing mini-grants for expansion and enhancement of school-age programs
and providing support to public schools to develop before- and afterschool programs and
to coordinate programs with those funded by 21CCLC funds. For its 2004 grant cycle, CCSD
piloted a mutual grant-making process in coordination with the Vermont Agency of Human
Services (AHS). AHS manages awards on behalf of the Vermont Children’s Trust Fund, a
public-private partnership that promotes community-based prevention programs. CCSD and
AHS discovered that while many organizations were applying for both types of grants, their
applications were often not coordinated, and applicants from the same community were
sometimes unaware of each other’s plans. In response, they agreed to pilot a coordinated
grant-making system to reduce duplication of efforts and align their awards. They will use
the pilot results to revise and continue the process in the future.
- Wyoming: Using CCDF to Increase School-Age Capacity
In Wyoming, licensing rule changes lowered the number of school-age children that family
care providers could serve. This situation created an urgent need for new care options for school-age children and youth. The state used its CCDF quality dollars to start a program
to increase capacity for school-age care. In FY2003, nine grants were awarded, based on
individual community needs. Grantees included community-based organizations, school
districts, park and recreation services, and private child care facilities.
- Missouri: Supporting School-Based Child Care Through CCDF Grants
Since 1996, Missouri’s Department of Social Services and Department of Elementary and
Secondary Education (DESE) have collaborated to provide $1.4 million of CCDF quality funds
for the School-Age Care Grant Program. This program provides grants for before- and afterschool
programs in public schools. Administered by DESE, 130 to 150 grants averaging
$10,000 to $20,000 per site are awarded annually to aid public schools in building sustainable,
high-quality programs for students during non-school hours.
Issues to Consider
- In administering capacity-building grants, states have partnered with resource and referral
agencies, public school districts, workforce boards, community development corporations, and
the Small Business Administration. Policymakers can explore opportunities for facilitating these
partnerships and easing barriers to cooperation.
- CCDF quality funds can be used flexibly to reach more children than those served by the state’s
subsidy system. Start-up grants and loans provide an opportunity to extend the reach of CCDF
and connect with additional programs, providers, and families.
- More and more, states and localities are recognizing that child care plays an important economic
role in communities. Policymakers can incorporate start-up grants or loans into their economic
development initiatives by highlighting their impact on working parents, the jobs they directly
provide, and the role of school-age child care in developing the future workforce.
Using Federal Child Care Subsidies Strategically to Promote Access to School-Age Care
The CCDF, funded at $4.8 billion in 2005, represents the largest single source of federal funding for
afterschool programs and an important avenue through which low-income families can access care
for school-age children.9 States have great flexibility to shape the administration of the program,
and each decision—from setting eligibility criteria to establishing provider reimbursement rates
and calculating family co-payments—impacts families’ ability to access care. The following section
provides examples of how subsidy administration policies can broaden access to school-age
child care.
Family co-payments
Families eligible for CCDF assistance are required to make a co-payment to receive subsidized
child care. Each state establishes a sliding co-payment scale based on a number of factors,
including family size and income. During the school year, school-age children are typically in
part-time care; a co-payment based on full-time rates can result in families bearing a disproportionate amount of the cost of care. States address this issue in a number of ways. For
example, at least 13 states and the District of Columbia include the amount of time a child
spends in care (i.e., part-day versus full-day) as a factor in determining co-payment levels.10
Other states (Arkansas, Delaware, Idaho, Louisiana, and Nevada) consider the cost of care
when determining family co-payments, since part-time school-age care is typically less expensive
than full-time care for younger children.11 Many states take additional steps to promote
access, such as charging a reduced co-payment for multiple children in the same family or
ensuring that the total co-payment does not exceed a set percentage of family income.
Provider reimbursement rates
State child care agencies also have discretion in setting the rates paid to providers caring for
subsidy-eligible school-age children. States must, however, certify that the payment rates ensure
families receiving subsidies have access that is comparable to the range of care options available
to private-paying families. States conduct market rate surveys to assess the cost of child care and
set provider payment rates based on the survey results. Because there are special circumstances
related to caring for school-age children, such as higher child-to-staff ratios and reduced hours of
care, many states have established a separate rate category for school-age care. States also typically
establish separate rate schedules for different types of settings (e.g., center-based care, family
child care). Many state child care agencies also offer tiered reimbursement levels to reward providers
who meet quality standards that exceed licensing requirements, a strategy explored in more detail
below.
Using the rate schedules published in the state's 2004-05 child care plans, the Afterschool
Investments Project has compiled data on school-age rates in every state. Since states calculate
rates on a per-hour, per-week, or per-month basis, Afterschool Investments calculated a standardized
monthly school-age rate to better facilitate comparisons across states. To compare standardized
rates in different states, visit http://nccic.acf.hhs.gov/afterschool/reimbursementRep.htm.
Contracts for school-age care
In most instances, a family eligible for CCDF child care subsidies receives a certificate that can be
used to purchase care from its choice of approved providers. Providers are later reimbursed for
their services. Some states, though, have found it beneficial to award contracts or grants for
providers to serve a certain number of eligible children (or fill a predetermined number of “slots”)
over a specified time. A contract can provide a stable, predictable source of income for
providers. Stability for providers can translate into stability for families and children, helping to
ensure that access to care is not disrupted. Contracts can be especially beneficial for schoolage
care providers because attendance can fluctuate based on differing school calendars and
children’s participation in other activities. At least seven states--Hawaii, Illinois, Massachusetts,
Nevada, New Jersey, South Carolina, and Vermont--contract with before and
afterschool child care programs. To ensure parental choice, federal CCDF rules require that
families have the opportunity to select a voucher rather than a contracted slot.
- Vermont: Using Contract Agreements to Increase Access and Stability The Vermont
Child Care Services Division is piloting formal grant agreements for subsidized placements
with child care providers who meet more rigorous requirements than under the regular
voucher system. The program pays these providers for a guaranteed number of child
care slots. Five programs serving school-age children are included in the pilot, in addition
to 26 other sites serving children ages 0 to 6. The goals for this effort are twofold: to increase
access to quality child care programs for families eligible for child care subsidies and to
increase the financial stability of the respective child care programs.
- Massachusetts: Ensuring Access to School-Age Care Using Direct Contracts In Massachusetts,
the Office of Child Care Services uses direct contracts to build the supply of school-age
care. According to state officials, contracts serve to help programs increase stability and
improve capacity. Providers bid competitively for these dollars in response to state solicitation.
Contractors include both individual providers and larger organizations providing school-age
care. Contracts are also used to ensure care for vulnerable populations, such as homeless
children and children who require care during nontraditional hours. In 2004-05, this process
guaranteed more than 1,000 slots for several categories of children.12
Adapting eligibility to changing circumstances
Families of school-age children often face additional hurdles to consistent and stable access to care
because their needs can fluctuate along with the school calendar. States can ease this burden by implementing
client-friendly processes for changing a family’s subsidy authorization from part-time care to
full-time care during the summer or school holidays. Traveling to agency offices and scheduling
appointments during business hours can be difficult for low-income working parents, but agencies can
relieve this burden by offering mail, phone, fax, and Internet interactions and by extending office hours
when in-person visits are required.
Many states, including Louisiana and Minnesota, base authorization for care on the number of hours
a client needs in order to remain employed or complete coursework. When the need for school-age
care shifts from part-time to full-time, there is no need to complete an additional authorization as
long as the hours the child receives care remain within the established parameters of parental need.
Other states, including Iowa and Nevada, allow clients to specify back-up providers specifically to
cover teacher workdays, school breaks, and holidays. Allowing more than one provider on the
child’s plan of care encourages parents to plan for contingencies and ensures that the chosen
providers are aware of their status and have completed necessary requirements to receive
payment. In Nevada, where many schools operate on a year-round schedule with multiple
"tracks" of children taking breaks at different times throughout the year, providers who serve
school-age children during track breaks can receive a rate higher than the standard full-day
school-age rate. This incentive is designed to ensure that parents have an adequate supply of
flexible options to accommodate school calendars and that providers are compensated for
accommodating a clientele that needs irregular care.
Issues to Consider
- Child care administration includes a number of policy levers (e.g., licensing, subsidy
administration, welfare policies), each with substantial ability to impact both families
and providers. Often, these policies impact families of school-age children and the
providers who serve them differently than those who deal exclusively with younger children.
To ensure that these differences are taken into account, policymakers can include
afterschool programs and school-age providers, as well as parents of school-age children,
when requesting input on the state’s CCDF plan or on the administration of the state’s
market rate survey.
Connecting Parents to Programs in Their Area
In addition to ensuring an adequate supply of afterschool programs, policies can help match
demand to supply by providing information about the importance, availability, and affordability of
programs to families interested in accessing afterschool programs and school-age child care. Many
families do not know how quality afterschool programs can benefit their children, how to find programs
in their area, or even that child care subsidies or other low-cost options may be available.
Child Care Aware, a HHS-funded initiative focused on consumer education, has developed a
brochure on finding quality afterschool programs and has identified principles for effective and
useful public awareness strategies and marketing campaigns.13 Many states and localities have used
these principles to increase the flow of information to parents. Quality rating systems, described in
detail in the next section, also serve as an educational tool signaling quality programs to parents.
North Carolina uses CCDF quality-enhancement funds to produce and distribute outreach
materials that inform parents of the importance of high-quality school-age care and how to locate
quality programs. To better reach all families, key materials are translated into Spanish.14
Issues to Consider
- Consumer education is often the role of Child Care Resource and Referral Agencies
(CCR&Rs). Many CCR&Rs have dedicated resources to develop staff expertise in school-age
child care. Policymakers with limited resources can focus their education efforts on developing
this type of CCR&R expertise and have the potential to reach many families.
- Collaboration with multiple state agencies can ensure that parents receive information on
quality care through any public agency they encounter. While not all parents of schoolage
children will interact with the state child care subsidy agency, most will interact with
the public or parochial school system, employers, health care providers, and libraries.
Policymakers may combine direct marketing to parents with outreach to other agencies.
- Information campaigns specifically focused on helping parents to recognize quality
programs can increase demand for such programs, thereby exerting pressure on
providers to improve quality.
Improving Afterschool Program Quality
High-quality afterschool programs recognize the importance of helping young people explore new
interests and engage in interesting, enriching, and challenging activities with caring adult supervision.
While definitions of quality vary depending on the focus of a given program (education, youth
development, etc.), recent reports by the RAND Corporation and the C. S. Mott Foundation have
defined key elements of successful afterschool programs across program types.15 For example,
according to RAND’s 2005 literature review, a "convergence" of multiple cross-disciplinary studies
shows agreement that the following factors are associated with high quality:
- A clear mission
- High expectations and positive social norms
- A safe and healthy environment
- A supportive emotional climate
- A small total enrollment
- Stable, trained personnel
- Appropriate content and pedagogy relative to the children’s needs and the program’s
mission, with opportunities to engage
- Integrated family and community partners
- Frequent assessment16
Given the limited budgets of afterschool programs and the part-time work schedules of many
afterschool staff, programs often struggle to hire and retain staff who can lead young people
in developmentally appropriate activities. State and community leaders can help programs
to move toward higher quality with a range of supports, including developing an infrastructure
that supports (1) professional development for afterschool program staff and (2) licensing
and program standards, or benchmarks of quality, through which programs may be assessed
and recognized.
Promoting Quality School-age Care in Family Child
Care Settings
While less frequently discussed as a setting for before- and after school care, family child care
(FCC) providers serve over 30% of CCDF-subsidized school-age children across the nation.17
Many parents choose licensed family child care providers because they prefer the home-like
setting, and the typically mixed-age and in some cases, culturally-familiar environment.
Because family child care providers have very different characteristics and circumstances
than school- or center-based settings, special attention may need to be paid to supporting
these unique providers. For example, for providers where only one caregiver is present, it is
important to ensure that professional development opportunities are available outside of
work hours. Additionally, since many family child care providers serve mixed age groups,
effective professional development will recognize the wide variety of developmental needs
for younger and older children.
For more information on how communities can promote quality in family child care for
school-age children, see the forthcoming Afterschool Investments publication on this topic,
available at http://www.nccic.acf.hhs.gov/afterschool.) |
Improve Quality through Professional Development
Professional development refers to supports and services that ensure that workers in school-age programs
are equipped to respond to the needs of children and youth. Because of part-time schedules
and low compensation associated with many positions, afterschool staff may view their work
as a job, rather than a profession. State and local leaders can provide professional development
supports, including education and training and ongoing technical assistance, to support professionalism
in the field and thereby increase the quality and stability of afterschool staff.
Support Education and Training for Providers: States can provide training to existing providers
or those considering careers as providers, often in partnership with a state or community college
program. States can also provide financial incentives, such as scholarships or salary stipends, to
providers who pursue further education or credentials in key subject areas. Like child development
credentials commonly found across states, school-age credentials, which are focused on the
unique skill set associated with the quality provision of school-age care, are now being developed
in many places. The following are examples of promising state professional development
policies that incorporate one or more of these strategies:
- Idaho: Offering a Separate School-Age Track Within Child Care Professional
Development System Idaho STARS (State Training and Registry System) was launched
by the state Department of Health and Welfare in July 2003 using CCDF school-age
and quality earmark dollars. Administered by the Center on Disabilities and Human
Development at the University of Idaho and the Idaho Association for the Education
of Young Children, STARS encompasses both professional development for
providers and resource and referral services for parents. Professional development training is offered at nine career levels ranging from pre-professional through doctorate
and focuses on four areas of competency, one of which is school-age care. A compensation
component to the program is still being developed. Incentives are expected to
include stipends and scholarships for providers to attend training; bonuses for advancing
to higher career levels; and grants for providers to design course offerings, purchase
educational materials, or develop lending libraries or mobile vans to disseminate
resources. For more information, see http://www.idahostars.org.
- Alaska: Providing Financial Incentives for Professional Development
The Alaska System for Early Education Development project and the Child Care
Resource and Referral agencies, through federal earmarks and the CCDF, provide financial
stipends to individuals who work in school-age child care programs. Stipends can be used for
college credits, work toward a Child Development Associate credential, school-age
certification, and attendance at the Alaska School Age Care Alliance Conference. For more
information, see http://seed.alaska.edu/index.html.
- Wisconsin: Supporting a School-Age Professional Credential
In 1995, school-age professionals in Wisconsin began developing a statewide school-age
organization with assistance from the Wisconsin Early Childhood Association (WECA) and the
Wisconsin Child Care Improvement Project. At the same time, WECA was given funding to
develop the Wisconsin School-Age Credential following the U.S. Army model. The Wisconsin
School-Age Care Alliance (WISACA), as an informal organization, helped in the development of
the Wisconsin School-Age Credential. In 1997, WISACA became a state affiliate for the National
School-Age Care Alliance (now the National AfterSchool Association). The Wisconsin
AfterSchool Association hosts a statewide conference, administers the Wisconsin School-Age
Credential, publishes a quarterly newsletter, and supports public policy development at state and
national levels. For more information, see http://www.waaweb.org/.
Offer Ongoing Technical Assistance to Providers: States can offer ongoing support to providers
on topics ranging from meeting state health and safety guidelines to promoting healthy youth
development. In addition to professional technical assistance providers, experienced afterschool
program staff are a key source of insight on how to work effectively with children and youth during
out-of-school time. Peer-to-peer networking or provider mentoring programs can harness the skills
and lessons learned by existing providers. State chapters of the National Afterschool Association
(NAA) (formerly the National School-Age Care Alliance) may be able to help facilitate these
programs and services. The following are promising examples of how states can develop a technical
assistance infrastructure for school-age care:
- Ohio: Interagency Support for School-Age Programs
The Out-of-School Time Project is a statewide network to support afterschool initiatives
funded by CCDF quality dollars through a collaboration between the Ohio Department of
Job and Family Services and the Ohio Department of Education. The project, implemented by the Ohio Child Care Resource and Referral Agencies, provides professional
development training and technical assistance to all out-of-school time programs in
Ohio. In 2003, more than 800 trainings were offered to 7,000 providers. For more
information, see http://www.ohioafterschoolnetwork.org/.
- North Carolina: 4-H System Promoting Statewide Communication and Training
The North Carolina 4-H School-Age Care Program created School-Age Care Partners
Across Carolina, a statewide listserv, to ensure ongoing, active communication between
afterschool providers and other important stakeholders. North Carolina State University’s
Cooperative Extension System representatives in every county ensure that no program or
region is overlooked, keeping state 4-H officials aware of developments and program needs.
The North Carolina 4-H also provides training and technical assistance for the Support Our
Students program, funded by the Department of Juvenile Justice and Delinquency Prevention
(DJJDP). The Division of Child Development and DJJDP also coordinate efforts with the
Department of Public Instruction around 21CCLC dollars and regulations for school-based
programs. For more information, see http://nccic.acf.hhs.gov/afterschool/nc.html.
- California : Regional Capacity-Building for Afterschool Programs
As one piece of its efforts to provide technical assistance to afterschool programs, the
California AfterSchool Partnership established leadership support in 11 regions across the state.
Experienced providers in each region serve as liaisons and resources to help build the
capacity of local programs. California also has 13 Regional Learning Centers that allow new and
existing program leaders to learn from successful peers in their region. Program administrators
meet regularly to learn from one another, share best practices, and identify areas for continual
program improvement. For more information, see http://nccic.acf.hhs.gov/afterschool/ca.html.
Issues to Consider
- Most states have existing professional development systems that may include coursework
and education incentives for providers of early care and education. These professional
development activities are generally funded, at least in part, by CCDF quality set-aside
funds. It may be cost-effective to build on this infrastructure and develop additional
modules or specialties focused on the skills associated with school-age care provision.
- Professional development initiatives for school-age providers may be conceived and implemented
by multiple public and/or private entities. Trainings may be more cost-efficient and
reach a wider audience when the professional development system involves various key
groups, such as 21CCLC programs, 4-H organizations, and providers in the child care system.
State afterschool networks may serve as a forum for developing linkages among groups.
- A state’s size and/or population density may influence the choice of a professional
development strategy. For example, while providers in some states may benefit from
a statewide provider conference, others may find regional meetings or Web-based
training and networking more accessible.
Improve Quality through Licensing and Standards
By developing standards for quality school-age care, states and communities can assess,
recognize, and promote quality programs. Child care licensing regulations, which apply to a range of
settings, generally represent the minimum standards necessary to keep children healthy and safe. In
addition, various national, state, and local entities have developed strategies to promote higher quality,
including tiered child care quality strategies, afterschool-specific program standards, and accreditation
strategies. Some strategies used by states and communities to improve the quality of school-age care
through licensing regulations, tiered quality strategies, and program standards are described below.
Use Licensing Regulations to Promote Quality in Afterschool Programs: Every state has child
care licensing regulations (also referred to as health and safety requirements) to promote the safety
of all children in regulated care settings. Regulations specify a quality baseline required of all
providers, and address issues such as physical environment, staff qualifications and background, and
staff-child ratios. Child care licensing standards, which were generally developed to meet the needs
of young children in traditional care settings, may present challenges for afterschool providers, who
may be required to be licensed simply to operate or to receive federal funds.
States can adapt child care licensing regulations, in some cases by creating separate school-age care
regulations that address the specific needs of school-age children. Currently, 13 states have separate
school-age care (SAC) licensing requirements, two states have specific supplemental sections of SAC
requirements, while the others embed school-age regulations in their standard requirements.18
Nonetheless, many state child care regulations still present significant challenges for afterschool programs.
For a detailed analysis of how states can adapt specific licensing regulations, such as physical plant or
staff qualifications requirements, to promote quality in afterschool, see Promoting Quality in Afterschool
Programs through State Child Care Regulations, available at http://www.nccic.acf.hhs.gov/afterschool. Brief
examples of challenges and state strategies are excerpted from this publication below.
Challenges and Strategies for Licensing Afterschool
Programs
States have found ways to address licensing challenges across a broad range of afterschool
program settings, approaches, and circumstances. The following are examples of
specific areas of licensing regulations that may challenge states and promising practices
to address these challenges:19
Physical Plant Requirements
Physical plant requirements devised for child care centers often present challenges for
afterschool programs operating in parks and recreation facilities or other settings. For example, child care and education agencies may require school-based programs to meet
duplicative or contradictory physical plant requirements in order to become licensed.
Some states have addressed this issue by exempting programs run by or located in public
schools from child care licensing, believing that these programs are sufficiently monitored by
another state agency. Child care agencies in Michigan, New Hampshire, and South Dakota
accept building fire and safety code requirements determined by education departments or
individual school districts in lieu of the physical plant requirements in their licensing regulations.
Other jurisdictions that do not exempt public schools from licensing have used a number
of strategies to address duplicative or contradictory requirements. One approach, recently
implemented by Washington, is to adopt a uniform building code for all publicly supported
facilities as a basis for minimum requirements, and set additional, age-appropriate physical
plant requirements for programs serving children.
Staff Qualifications Requirements
Regulations often specify that child care staff must have an early childhood certificate or
degree. These regulations may not fully capture the range of desired competencies sought
in afterschool providers, such as elementary or secondary education, arts education, or a
background in adolescent psychology and prevention issues.
Regulations in Massachusetts, Oklahoma, and Pennsylvania provide a number of ways for
child care directors, lead teachers, and other afterschool staff to meet qualifications through
different combinations of degrees, course credits, relevant experience, and other factors.
For example, school-age supplemental regulations in Massachusetts require that a program
administrator have a bachelor’s degree in "child development, early childhood education,
elementary education, child guidance, human services, nursing, psychology, physical education,
recreation, child psychology, the arts, social work, sociology, or child care and have six
months working with school-age children."
Program Activities
Regulations may not capture the wide difference between age-appropriate activities for
younger and older children. For example, while regulations for infants and toddlers stress
basic verbal skills and easing separation anxiety from parents, school-age children benefit
from activities that support intentional linkages with schools and communities.
The child care regulations of several states, including Alaska, Delaware, Rhode Island,
and South Dakota, promote activities that serve the needs, interests, and developmental
requirements of school-age youth. For example, Alaska’s regulations require that a facility
providing care for school-age children shall provide "(1) a program that supplements
rather than duplicates the child's school activities, providing a change of pace and interest
between school and the child care program; (2) freedom appropriate to the age of the
child and opportunities for self-reliance and social responsibility; (3) opportunities for
school-age children to participate in the selection and planning of their own activities; and
(4) in centers, separate space, equipment, and supplies for the school-age children."
Adapted from Promoting Quality in Afterschool Programs through State Child Care Regulations, available
at http://www.nccic.acf.hhs.gov/afterschool. |
Develop a Tiered Child Care Quality Strategy: In recent years, more than 30 state child care
agencies have implemented tiered quality strategies to recognize and, in some cases, financially
reward providers who meet standards of quality exceeding those required for state licensing.20
Quality strategies can apply to all licensed providers serving infants, toddlers, preschoolers, and
school-age children. Typically, states require licensing as the first tier and require that providers be
accredited by one of several national organizations as the highest tier. States with middle-level tiers
usually develop their own standards. To encourage programs to meet quality standards, states can
provide supports and/or incentives. Supports may include professional development activities
or small grants to help providers meet standards. Financial incentives may be offered through a
tiered child care subsidy system, in which programs meeting quality standards receive higher levels
of state compensation.21
States can ensure that quality improvement efforts address benchmarks consistent with high-quality
school-age care. To do so, most states that link higher reimbursement to accreditation recognize
accreditation by NAA as well as national accreditation from organizations focused on early education.
22 Additional examples of how quality rating systems can promote quality afterschool care are
listed below:
- North Carolina’s five-star rating system, fully implemented in 2000, is based on the provider
program’s standards, education levels of staff, and compliance history with child care regulations.
State legislation mandates that all providers meet basic licensing requirements
(a one-star rating), but allows providers the option to seek higher ratings on a voluntary basis.
North Carolina has tied a tiered child care subsidy system to the star ratings, rewarding
centers and providers for continued quality improvements. The state contracts with the 4-H
School-age Care Project at North Carolina State University to help programs achieve Basic
School-age Care credentials and higher star ratings. For more information, see http://ncchildcare.dhhs.state.nc.us/parents/pr_sn2_ov_sr.asp.
- Pennsylvania implemented its four-star child care quality rating system, Keystone STARS
(Standards, Training, Assistance, Resources, and Support) in 2003. Many school-based and
school-administered afterschool programs have chosen to seek higher star levels (note that
school-based programs serving children over age five are exempt from facilities licensing
requirements but are subject to environment rating scales as part of Keystone STARS). In
addition to technical assistance from STARS staff, programs receive support grants and
staff merit awards to promote quality-improvement efforts. As the STARS program has
been implemented, the afterschool community has been at the table to inform ways in
which the incentive program can align with the needs of afterschool programs. Some
initial steps have involved training and professional development requirements for
school-age staff seeking higher star levels. For example, if staff work in a program for less than 500 hours per year, they have to complete only two-thirds of the training
hours required for full-time staff. Because the system is coordinated by staff who serve
in the Department of Public Welfare as well as the Department of Education, more
system alignment is anticipated as the program moves forward. For more information,
see http://www.pakeys.org/stars/.
Develop Program Standards: Quality standards may be used to assess and promote higher
levels of program quality and may address issues similar to child care licensing, such as child-to-staff ratios and building safety requirements. They may also promote outcomes specific to the mission of a given program, such as academic achievement or healthy youth development.
Several national organizations have developed program standards. For example, NAA has developed
standards of quality school-age care that form the foundation of NAA’s self-assessment and
accreditation process. For more information on NAA standards, see "National AfterSchool Association Standards for
Quality School-Age Care". Other
national groups that have defined standards for afterschool programs include the National
Association of Elementary School Principals, the National Parent Teacher Association, and the
Promising and Effective Practices Network. In addition, the National Mentoring Partnership and the
Search Institute have defined key elements of quality programs that support healthy youth development.
States or localities may adopt national standards in part or fully. For example, the Afterschool
Coalition, a collaboration of 30 afterschool providers in Marion County, Indiana, has developed standards
for program operation based on National AfterSchool Association standards and the youth
development assets of the Search Institute. Members agree to accept these standards and to implement
accountability measures that reflect them.
State-level afterschool program standards are also beginning to emerge. In the area of education,
many afterschool programs receive funds from the 21CCLC program or other funds targeted at
improved academic outcomes. For many of these programs to demonstrate effectiveness, quality
standards focused on academic success are required. In Michigan, for example, the State Board of
Education finalized model standards for out-of-school time programs for elementary and middle
schools in 2003. In addition, the Department of Education is developing an instrument for program
monitoring and self-assessment that will allow programs to implement the activities necessary to
meet the standards.
In several states, multiple policy and practitioner stakeholders have begun to develop cross-system
afterschool program standards across various settings. Cross-system standards allow states
or localities to assess quality in school-age care programs that take place in schools, child care
centers, and other settings and that are funded and administered by different state entities. For
promising examples of state and local efforts to develop cross-system afterschool standards,
see "Cross-System Afterschool Standards".
|
As leaders in many states and communities define standards that meet their needs and
circumstances, they seek to build on those developed by national groups. The National
AfterSchool Association Standards for Quality School-Age Care, used for more than a
decade, are one set of standards that often inform such quality. The NAA standards form
the foundation for a self-assessment and accreditation system that attempts to recognize
high-quality afterschool programs. According to NAA, components essential for
quality afterschool programs can be grouped in five categories.
- Positive Human Relationships. A program should foster consistent and caring relationships
and positive interactions between young people and adults and between
young people and their peers. Programs should have a ratio of adults to youth of no
higher than 1:15.
- Effective Programming. A program should offer constructive and well-planned
schedules and activities that are tailored to the needs and interests of parents, youth,
and their peers. A flexible daily schedule offers young people security, independence,
and choices among various youth-centered and age-appropriate activities. The
activities should promote numerous academic and youth development outcomes,
including learning to work as part of a team and developing leadership skills.
- Appropriate Environment. An appropriate environment for school-age care has sufficient
and clean space for indoor and outdoor activities, attractive and welcoming
decor, appropriate space, and supplies and furnishings to support the program’s
activities. Specifically, NAA encourages programs to have computer stations, an area
with tables and chairs for homework, and an ample supply of books, games, art supplies,
and outdoor play equipment. The standards should require regular safety
checks of indoor and outdoor settings.
- Strong Partnerships with Young People, Families, Schools, and Communities.
Active relationships with all stakeholders in the program are an important component
of an effective afterschool program. Such programs can pursue several strategies to
develop strong partnerships, including establishing a youth advisory group, setting
up regular parent meetings, connecting with participants’ teachers, and reaching out
to community institutions, such as colleges, hospitals, museums, and local businesses.
- Effective Staff and Administration. A program should have sufficient funding,
committed and well-trained staff and volunteers, frequent and efficient staff meetings,
and ongoing training opportunities. According to NAA, programs should also have
clear policies on health, security, and expectations for parents that are disseminated
to staff, families, and young people in a handbook. Providers should also post rules
and policies for young people at program locations.
Source: Adapted from National Institute on Out-of-School Time, "Section Two: Understanding Standards of Quality,"
in Making an Impact on Out-of-School Time (Wellesley, Mass.: National Institute on Out-of-School Time, 2000).
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The following are examples of state and local efforts to develop cross-system afterschool quality standards:23
In Louisiana, the Department of Education and Department of Social Services have signed an interagency
Memorandum of Understanding (MOU) to develop new regulations for programs funded by social services
(TANF), child care, education, and other state resources. The MOU will help facilitate discussions around
program licensing regulations and quality standards for all state-supported afterschool programs.
The North Carolina Center for Afterschool Programs drafted core principles for high-quality afterschool
programs to take to communities for feedback and buy-in. Through four regional summits, a range of stakeholders
across the state provided their input on the draft elements. The principles were then shared with
state policymakers and other stakeholders at a statewide afterschool summit in April 2004. State leaders are
seeking strategies to use the principles to inform cross-system standards that will guide quality for all afterschool
programs. For more information, see http://www.nccap.org.
In fall 2004, the Kansas Enrichment Network, with the Kansas Children’s Campaign, released A Call for
Quality Afterschool Programs in Kansas, which made a number of recommendations for state afterschool
policy. Several of the recommendations highlight the need for systems coordination, such as aligning state
agency/department systems for coordination around afterschool and youth development resources and creating
standards, training, and leadership credentialing for afterschool professionals. The Kansas Enrichment
Network, which counts all relevant state agencies among its key partners, is working to implement these
recommendations. For more information, see http://www.kansasenrichment.net/.
The Illinois After-school Partnership, co-chaired by the State Board of Education and the Department of
Human Services, has been working to reach consensus among a broad range of stakeholders on a set of
outcome measures that can guide program quality across program settings and types. The effort is in
response to one of 23 recommendations of the Illinois Afterschool Task Force Report of 2002. For more
information, see http://www.icvp.org/afterschool.asp.
Localities across the country are engaged in similar efforts. When it comes to aligning standards with
child
care regulations, many cities provide experiences that can help inform policies and practices at the state
level. Groups and national networks that have helped cities develop standards or other quality strategies
include the following:
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Issues to Consider
- Most efforts to develop quality standards are most effective when coupled with supports
to help programs meet quality benchmarks. For example, states or localities might
provide financial incentives (capacity-building grants, higher subsidy reimbursement) or
training and technical assistance to help programs that are not financially able to meet
high-quality standards.
- Aligning program standards that have their roots in different fields, such as child care and
education, may be challenging, but can help states and localities to coordinate multiple
resources. In addition to promoting program accountability, cross-system quality strategies
can strengthen the overall system of out-of-school time care. State afterschool networks can
play a major role in facilitating and hosting policy discussions about how to improve quality
across the range of the systems that sponsor afterschool programs.
- Alignment between child care licensing standards and other program standards may be a first
step in promoting a cross-system approach to improving afterschool program quality. See
Promoting Quality in Afterschool Programs through State Child Care Regulations see
http://www.nccic.acf.hhs.gov/afterschool for more information.
Conclusion
Facing limited resources for afterschool programs, states and localities may consider the best uses
of funds to support improved access to afterschool and to improve the quality of ongoing programs.
The promising practices and considerations highlighted in this brief can inform policy and funding
choices that support increased access to and improved quality of afterschool programs held in
various settings.
Acknowledgements
This brief was prepared by Amanda Szekely and Lucinda Fickel of The Finance Project, for the
Afterschool Investments Project, a multiyear technical assistance effort funded by the Child Care
Bureau of the U.S. Department of Health and Human Services. The authors would like to thank
Michelle Jones and Sharon Deich of The Finance Project and Elisabeth Wright, formerly of the
National Governors Association, who contributed their comments and guidance on earlier drafts.
Key Resources
General resources are listed below, followed by resources aimed at specific types of policymakers (city
leaders, governors, etc.) and those addressing the various types of policy strategies outlined in this brief.
General Resources
Afterschool Investments Project. National Afterschool Profile. Washington, D.C.: U.S. Department of
Health and Human Services, Administration for Children and Families, Child Care Bureau, 2005. Available
at http://nccic.acf.hhs.gov/afterschool/nationprofile.pdf.
Afterschool Investments Project. State Afterschool Profile Series. Washington, D.C.: U.S. Department of
Health and Human Services, Administration for Children and Families, Child Care Bureau, 2004. Available
at http://www.nccic.acf.hhs.gov/afterschool/statep.html.
Bodilly, Susan, and Megan K. Beckett. Making Out-of-School-Time Matter: Evidence for an Action
Agenda. Santa Monica, Calif.: RAND Corporation, 2005. Available at
http://rand.org/publications/RB/RB9108/RAND_RB9108.pdf.
The Community Guide to Helping America’s Youth, available at http://www.helpingamericasyouth.gov.
Duffett, Ann, and Jean Johnson. All Work and No Play: Listening to What KIDS and PARENTS Really
Want from Out-of-School Time. New York, N.Y.: Public Agenda, 2004. Available at http://www.publicagenda.com/reports/all-work-and-no-play.
National Child Care Information Center Web site: http://nccic.acf.hhs.gov.
National Institute on Out-of-School Time. Making the Case: A Fact Sheet on Children and Youth in
Out-of-School Time. Wellesley, Mass.: National Institute on Out-of-School Time, 2005. Available at
http://www.niost.org/pdf/Final2008FactSheet.pdf.
Padgette, Heather Clapp. Finding Funding: A Guide to Federal Resources for Out-of-School Time and
Community School Initiatives. Washington, D.C.: The Finance Project, 2003. Available at
http://www.financeprojectinfo.org/Publications/FundingGuide2003.pdf.
The Finance Project. Out-of-School Time Strategy Brief Series. Washington, D.C.: The Finance Project.
Available at http://www.financeprojectinfo.org/OST/ostfinancing.asp.
By Type of Policymaker
Governors
The National Governors Association, Center for Best Practices. Governor’s Guide to Extended Learning
Opportunities. Available at http://www.nga.org/Files/pdf/0509GOVGUIDEELO.PDF
City Leaders
Hall, Georgia, and Brooke Harvey. Building and Sustaining Citywide Afterschool Initiatives: Experiences of
the Cross-Cities Network Citywide Afterschool Initiatives. Wellesley, Mass.: National Institute of Out-of-
School Time, November 2002. Available at http://www.niost.org/pdf/cross_cities_brief8.pdf.
National League of Cities. The Afterschool Hours: A New Focus for America’s Cities: A Report of the
Municipal Leadership Project. Washington, D.C.: National League of Cities, Institute for Youth, Education
and Families, 2005. Available at http://www.nlc.org/ASSETS/C5F25E1659B64149B61C05410AC98025/IYEF_Afterschool_Hours.pdf.
Tolman, Jean, et al. Moving an Afterschool Agenda: Lessons and Challenges Across Cities.Washington, D.C.: The Forum for Youth Investment. Available at
http://www.forumforyouthinvestment.org/files/CommonGround.pdf.
School Boards
National School Boards Association. Building and Sustaining After-School Programs: Successful
Practices in School Board Leadership. Washington, D.C.: National School Board Association, 2005.
Available at http://www.nsba.org/site/docs/34300/34244.pdf.
By Type of Strategy
Afterschool System-Building
Afterschool Investments Project. Creating a Vision for Afterschool Partnerships. Washington, D.C.: U.S.
Department of Health and Human Services, Administration for Children and Families, Child Care
Bureau, 2004. Available at http://www.nccic.acf.hhs.gov/afterschool/visioning-tool.pdf.
Afterschool Investments Project. CCDF and 21CCLC: State Efforts to Facilitate Coordination for
Afterschool Programs. Washington, D.C.: U.S. Department of Health and Human Services,
Administration for Children and Families, Child Care Bureau, 2004. Available at http://nccic.acf.hhs.gov/afterschool/CCDF21CCLC.pdf.
Afterschool Investments Project. If You Build It, They Will Come: A Governance Guide for Afterschool
Networks. Washington, D.C.: U.S. Department of Health and Human Services, Administration for
Children and Families, Child Care Bureau, 2005. Available at http://www.nccic.acf.hhs.gov/afterschool.
Deich, Sharon. A Guide to Successful Public-Private Partnerships for Out-of-School Time and
Community School Initiatives. Washington, D.C.: The Finance Project, January 2001. Available at
http://www.financeprojectinfo.org/Publications/ostpartnershipguide.pdf.
Halpern, Robert. The Challenge of System-Building in the After-School Field: Lessons from Experience.
Wellesley, Mass.: National Institute on Out-of-School Time, October 2003. Available at
http://www.niost.org/about/HalpernSystemsShort.pdf.
Promoting Access to Afterschool Programs
Afterschool Investments Project. Estimating Supply and Demand for Afterschool Programs: A Tool for
State and Local Policymakers, Washington, D.C.: Department of Health and Human Services,
Administration for Children and Families, Child Care Bureau, 2004. Available at http://nccic.acf.hhs.gov/afterschool/SupplyDemand.pdf.
Child Care Aware Web site: http://www.childcareaware.org.
Oulette, Mark. Assessing Local Afterschool Resources and Needs. Washington, D.C.: National League
of Cities. Available at http://www.nlc.org/ASSETS/E3765C44894F4D45B4E2C5684886DDA4/IYEF_AS_City_Strategies_Paper.pdf.
National Child Care Information Center. State Administrative Rules and Policies Manuals for Child Care.
Washington, D.C.: Department of Health and Human Services, Administration for Children and
Families, 2005. Available at http://nccic.acf.hhs.gov/poptopics/stateadminrules.html.
Promoting Quality Programs
Afterschool Investments Project. Promoting Quality in Afterschool Programs through State Child Care
Regulations. Washington, D.C.: Department of Health and Human Services, Administration for Children
and Families, Child Care Bureau, 2005. Available at http://www.nccic.acf.hhs.gov/afterschool.
Charles Stewart Mott Foundation. Moving Toward Success: Framework for After-school Programs. Flint, Mich., 2005:
Charles Stewart Mott Foundation. http://www.collaborativecommunications.com/assets/78_framework.pdf.
Morgan, Gwen, and Brooke Harvey. New Perspectives on Compensation Strategies for the Out-of-
School Time Workforce. Wellesley, Mass.: National Institute on Out-of-School Time, 2002. Available at
http://www.wcwonline.org/title368.html.
National Afterschool Association Program Standards. Available at http://www.naaweb.org/.
Notes
1 Trends in the Wellbeing of Children and Youth (Washington, D.C.: Department of Health and Human
Services, Assistant Secretary for Planning and Evaluation, 2003). [BACK]
2 See, for example, P. A. Lauer, M. Akiba, S. B. Wilkerson, H. S. Apthorp, D. Snow, and M. Martin-Glenn,
The Effectiveness of Out-of-School-Time Strategies in Assisting Low-Achieving Students in Reading and
Mathematics: A Research Synthesis (Aurora, Colo.: Mid-continent Research for Education and Learning,
2004), at http://www.mcrel.org; and National Research Council and Institute of Medicine, Community
Programs to Promote Youth Development (Washington, D.C.: National Academy Press, 2002). [BACK]
3 Afterschool Programs Fact Sheet (Rockville, Md.: Centers for Disease Control and Prevention, National
Youth Violence Prevention Resource Center, 2001). [BACK]
4 For detailed information on how these funding sources can support afterschool programs, see The Finance Project’s Out-of-School Time funding series, online at: http://www.financeproject.org/irc_pubs.cfm?p=25&id=62. [BACK]
5 Sharon Deich, A Guide to Successful Public-Private Partnerships for Out-of-School Time and Community
School Initiatives (Washington, D.C.: The Finance Project, January 2001). [BACK]
6 These cities are Charlotte, N.C.; Fort Worth, Tex.; Fresno, Calif.; Grand Rapids, Mich.; Indianapolis, Ind.;
Lincoln, Nebr.; Spokane, Wash.; and Washington, D.C. [BACK]
7Ann Duffett and Jean Johnson, All Work and No Play: Listening to What Kids and Parents Really Want from
Out-of-School Time (New York, N.Y.: Public Agenda, 2004). [BACK]
8 Susan Bodilly and M. K. Beckett, Making Out-of-School Time Matter: Evidence for an Action Agenda
(Santa Monica, Calif.: RAND, 2005). [BACK]
9 CCDF funding support child care programs for children ages 0–12, including school-age programs. [BACK]
10 These states are Arizona, California, Florida, Hawaii, Maine, Michigan, Missouri, New Hampshire, New Jersey,
North Carolina, North Dakota, Rhode Island, and Washington. [BACK]
11 National Child Care Information Center, Child Care and Development Fund: Report of State Plans FY2004-05,
Vienna, VA, 2004). [BACK]
12 Sharon Deich, Erika Bryant, and Elisabeth Wright, Using CCDF to Finance Out-of-School Time and
Community School Initiatives (Washington, D.C.: The Finance Project, 2001). [BACK]
13 Selecting a Quality After-School Program for Your Child is available at
http://www.childcareaware.org/docs/pubs/105e.pdf. [BACK]
14 Deich, Bryant, and Wright, Using CCDF to Finance Out-of-School Time and Community School Initiatives. [BACK]
15 Charles Stewart Mott Foundation, A Framework for Effective After-school Programs (Flint, Mich., 2005).Available online at: http://www.collaborativecommunications.com/assets/78_framework.pdf. [BACK]
16 Bodilly and Beckett, Op cit. [BACK]
17 This estimate is based on ACF-801 forms reported to the Child Care Bureau in fiscal 2001. [BACK]
18 S. LeMoine, "States with Separate Center School-age Care Licensing Regulations." Child Care Bulletin,
Issue 29, 2005, p. 15. Washington, D.C.: HHS Child Care Bureau. The 13 states with separate SAC licensing
requirements are California, Hawaii, Indiana, Kansas, New York, North Dakota, Oklahoma, Rhode Island,
South Dakota, Tennessee, Vermont, Washington, and Wisconsin. Massachusetts and New Mexico have
specific supplemental sections of SAC requirements. [BACK]
19 Excerpts adapted from state regulations (available at http://nrc.uchsc.edu) as well as from LeMoine,
"States with Separate Center School-age Care Licensing Regulations." [BACK]
20 National Child Care Information Center, Tiered Quality Strategies: Definitions and State Systems, available
at http://www.buildinitiative.org/files/Definitions_Overview_FINAL.doc. [BACK]
21 Ibid. [BACK]
22 State-by-state information is available at the National Association for the Education of Young Children,
State Policies on Accreditation and Quality Rating Systems (Washington,D.C: February 2005). Available at
http://www.naeyc.org/ece/critical/chart1.asp. [BACK]
23 Examples from Afterschool Investments Project. Promoting Quality in Afterschool Programs through State Child
Care Regulations. (Washington, D.C.: Department of Health and Human Services, Child Care Bureau, forthcoming.) [BACK]
For more information about the Afterschool Investments Project or to submit a request for technical assistance or information, contact The Finance Project at (202) 587-1000 or by email at afterschool@financeproject.org
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